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How do Escalators Work?

By Rebecca Partington
Updated: May 16, 2024
Views: 29,714
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Escalators work in much the same way that conveyor belts do, and in most cases the moving stairs are actually on a belt that rotates around a set of gears at a certain fixed speed. The gears tend to be large, and typically sit just below the steps. They are electrically powered and, as they turn, the steps move. In most cases the stairs themselves are just grooved metal that lies flat as it travels down the backside, beneath the floor, and back around again. In most cases this same system controls handrail motion, though this is an additional moving part. These machines often look really imposing, but from a mechanical perspective they tend to be pretty straightforward. Repairs are also usually pretty easy, though they can take a lot of time since they involve, in most cases, major moving parts. Accessibility is often the hardest part about servicing gears and other internal parts.

Essential Components

The core machinery for these large appliances is usually hidden beneath the steps in what is called a truss. At the top of the machine, housed in the truss, is an electric motor that runs the four primary gears all models have — two drive gears on either side at the top, and two return gears on either side at the bottom. Chains loop around the gears and run down each side. These chains are connected to each step and help each make their way up or down at a speed that is set by the motor, often through an electronic control panel..

Stair Mechanics

The way the steps flatten out at the tops and bottoms has to do with how each step is constructed as a unit. In most cases, the stairs themselves are little more than flattened metal with four wheels attached to the underside, two each on the top and bottom. The two wheels that are closest to the top of the step connect to the two chains that loop around the gears. The horizontal positioning of that chain at the top and bottom causes the steps, in turn, to flatten out. The two wheels that are closest to the bottom of the step roll along a rail within the truss for stability. The grooves in the steps aren’t really essential, though they’re thought to help with alignment and can also improve balance and stability for people riding.

Handrail Motion

The handrails that riders use for balance and safety on their ride up or down are usually powered by the same system that powers the steps. The handrails are essentially long rubber loops connected to the two drive gears at the top and powered by the same electric motor that powers the steps. Their speed is usually controlled automatically by the drive gears so that they are in perfect synch with the steps.

Creation History

The concept of the modern escalator has been around for a long time. In 1859, the American entrepreneur Nathan Ames was granted a patent for his model, and the American inventor Leamon Souder was later granted more patents for several of his own versions. Neither, however, ever succeeded in building a functioning version. In the early 1890s, another American, Jesse Reno, was granted a patent for his version, which was slightly different, and he was actually able to produce a working model. It debuted as an amusement park ride at Coney Island in New York. A commercial model wasn't produced until 1899, when the American inventor Charles Seeberger built one. Seeberger was actually the first of these inventors to use the term “escalator.”

The first commercial versions were installed primarily in multi-story department stores such as Bloomingdale's in New York City. Both Seeberger and Reno sold their patent rights to the Otis Elevator Company in 1910, which proceeded to dominate the industry.

Common Risks and Problems

Escalators are generally considered safe, though depending on how tightly the steps close in on themselves and how much of a gap there is between the belt’s retraction at the top or base and the metal footplate, things can sometimes get stuck. Riding in the center is usually just fine. Problems come most often at either end. Long, drapey clothing can sometimes become entangled with the steps as they retract, and thin shoes like flip-flops can sometimes get stuck if they fit in the gap between the top casing and the stairway belt. When this happens, the machine usually needs to be shut off and a mechanic will usually have to reverse the belt to free the jammed item.

Mechanical repairs are usually somewhat simple, though they can be inconvenient as they usually require the whole machine to be powered off. Repair personnel can usually remove the steps individually to reveal the gear chamber, and most parts are relatively easy to access through these panels. They often require a mechanic to physically get inside the inner chamber, though.

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Discussion Comments
By anon317381 — On Feb 01, 2013

I am very paranoid around escalators. They can be very unpredictable. Even though I am paranoid, I prefer them to elevators because elevators are very stuffy, while in escalators you can see everything around you.

By StarJo — On Apr 07, 2012

I thought that escalators were so magical as a child. I loved to watch the steps disappear at the top of the escalator and reappear out of the bottom.

At the time, I didn't have a clue about the mechanics behind the process. I probably believed they really did pop up out of the floor as if fed by some sort of metallic spring.

I remember begging my dad to let me ride the escalator over and over. Since he had to accompany me for safety reasons, I only got about three rides in a row. He said the whole thing made him dizzy.

By cloudel — On Apr 06, 2012

@lighth0se33 – It doesn't sound that strange to me. I think you might be surprised at how many people dislike escalators.

Those metal grooves in the steps look very sharp. I wonder how often people do fall and cut themselves on them. They wouldn't have to fall from a great distance, as I'm sure just stumbling forward into a step could result in cuts.

While I don't love escalators, I do prefer them to elevators. If the cables holding the elevator break, then you can plummet to your death helplessly. I don't think that an escalator malfunction could really kill anyone.

By Oceana — On Apr 05, 2012

One good thing about broken escalators is that they simply become stairs. You can still use them, unlike broken elevators.

Also, if you are on the middle of the escalator and it suddenly stops working, then you are not stuck there. Escalators are one of the few things that are nearly as convenient when they are broken as they are when they are working perfectly.

I was on an escalator once when the electricity to the whole building went out. A generator operated some emergency low lights, but the escalator lost power. It was no problem at all.

By lighth0se33 — On Apr 05, 2012

This may sound strange, but I have a fear of escalators. I have stumbled before when my timing was off as I stepped onto one, and it scared me so badly that I try to avoid them.

Getting on them at the bottom is not as scary as getting on them from the top. At the bottom, you only have an inch or so to fall, but if you stumble on the top of the escalator, then you could cut yourself up badly if you fall all the way down the thing.

I am glad that many malls that have escalators also have a set of stairs on either side for people like me who need them. I have actually missed a few good sales before because the stores were on the second floor of a building with only escalators.

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